0001193125-13-059317.txt : 20130214 0001193125-13-059317.hdr.sgml : 20130214 20130214135639 ACCESSION NUMBER: 0001193125-13-059317 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 GROUP MEMBERS: AURORA INVESTMENTS II, LLC GROUP MEMBERS: GEORGE R. ROBERTS GROUP MEMBERS: HENRY R. KRAVIS GROUP MEMBERS: KKR & CO. L.P. GROUP MEMBERS: KKR 1996 GP LLC GROUP MEMBERS: KKR ASSOCIATES 1996 L.P. GROUP MEMBERS: KKR ASSOCIATES EUROPE, LIMITED PARTNERSHIP GROUP MEMBERS: KKR ASSOCIATES MILLENNIUM L.P. GROUP MEMBERS: KKR EUROPE LTD GROUP MEMBERS: KKR EUROPEAN FUND, LIMITED PARTNERSHIP GROUP MEMBERS: KKR FUND HOLDINGS GP LTD GROUP MEMBERS: KKR FUND HOLDINGS L.P. GROUP MEMBERS: KKR GROUP HOLDINGS L.P. GROUP MEMBERS: KKR GROUP LTD GROUP MEMBERS: KKR III GP LLC GROUP MEMBERS: KKR MANAGEMENT LLC GROUP MEMBERS: KKR MILLENNIUM GP LLC GROUP MEMBERS: KKR PARTNERS III, L.P. (SERIES F) SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Rockwood Holdings, Inc. CENTRAL INDEX KEY: 0001315695 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 522277366 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80939 FILM NUMBER: 13610963 BUSINESS ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-514-0300 MAIL ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KKR Millennium Fund L.P. CENTRAL INDEX KEY: 0001288736 IRS NUMBER: 134170210 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O KKR & CO. 9 WEST 57TH ST - 41ST FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-230-9742 MAIL ADDRESS: STREET 1: C/O KKR & CO. 9 WEST 57TH ST - 41ST FL CITY: NEW YORK STATE: NY ZIP: 10019 SC 13G/A 1 d469331dsc13ga.htm AMENDMENT NO. 6 TO SCHEDULE 13G Amendment No. 6 to Schedule 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 6)*

 

 

Rockwood Holdings, Inc.

(Name of Issuer)

 

 

Common Stock, par value $0.01 per share

(Title of Class of Securities)

774415103

(CUSIP Number)

December 31, 2012

(Date of Event which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

CUSIP No. 774415103

 

  (1)   

Name of Reporting Person

 

KKR Millennium Fund L.P.

  (2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  x

 

  (3)  

SEC Use Only

 

  (4)  

Citizenship or Place of Organization

 

Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

    (5)    

Sole Voting Power

 

-0-

   (6)   

Shared Voting Power

 

-0-

   (7)   

Sole Dispositive Power

 

-0-

   (8)   

Shared Dispositive Power

 

-0-

  (9)

  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

-0-

(10)

  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

¨

 

(11)

  

Percent of Class Represented by Amount in Row (9)

 

0.0%

(12)

  

Type of Reporting Person (See Instructions)

 

PN

 

2

 

CUSIP No. 774415103

 

  (1)   

Name of Reporting Person

 

KKR Associates Millennium L.P.

  (2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  x

 

  (3)  

SEC Use Only

 

  (4)  

Citizenship or Place of Organization

 

Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

    (5)    

Sole Voting Power

 

-0-

   (6)   

Shared Voting Power

 

-0-

   (7)   

Sole Dispositive Power

 

-0-

   (8)   

Shared Dispositive Power

 

-0-

  (9)

  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

-0-

(10)

  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

¨

 

(11)

  

Percent of Class Represented by Amount in Row (9)

 

0.0%

(12)

  

Type of Reporting Person (See Instructions)

 

PN

 

3

 

CUSIP No. 774415103

 

  (1)   

Name of Reporting Person

 

KKR Millennium GP LLC

  (2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  x

 

  (3)  

SEC Use Only

 

  (4)  

Citizenship or Place of Organization

 

Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

    (5)    

Sole Voting Power

 

-0-

   (6)   

Shared Voting Power

 

-0-

   (7)   

Sole Dispositive Power

 

-0-

   (8)   

Shared Dispositive Power

 

-0-

  (9)

  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

-0-

(10)

  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

¨

 

(11)

  

Percent of Class Represented by Amount in Row (9)

 

0.0%

(12)

  

Type of Reporting Person (See Instructions)

 

OO

 

4

 

CUSIP No. 774415103

 

  (1)   

Name of Reporting Person

 

KKR European Fund, Limited Partnership

  (2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  x

 

  (3)  

SEC Use Only

 

  (4)  

Citizenship or Place of Organization

 

Alberta, Canada

Number of

shares

beneficially

owned by

each

reporting

person

with

    (5)    

Sole Voting Power

 

-0-

   (6)   

Shared Voting Power

 

-0-

   (7)   

Sole Dispositive Power

 

-0-

   (8)   

Shared Dispositive Power

 

-0-

  (9)

  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

-0-

(10)

  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

¨

 

(11)

  

Percent of Class Represented by Amount in Row (9)

 

0.0%

(12)

  

Type of Reporting Person (See Instructions)

 

PN

 

5

 

CUSIP No. 774415103

 

  (1)   

Name of Reporting Person

 

KKR Associates Europe, Limited Partnership

  (2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  x

 

  (3)  

SEC Use Only

 

  (4)  

Citizenship or Place of Organization

 

Alberta, Canada

Number of

shares

beneficially

owned by

each

reporting

person

with

    (5)    

Sole Voting Power

 

-0-

   (6)   

Shared Voting Power

 

-0-

   (7)   

Sole Dispositive Power

 

-0-

   (8)   

Shared Dispositive Power

 

-0-

  (9)

  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

-0-

(10)

  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

¨

 

(11)

  

Percent of Class Represented by Amount in Row (9)

 

0.0%

(12)

  

Type of Reporting Person (See Instructions)

 

PN

 

6

 

CUSIP No. 774415103

 

  (1)   

Name of Reporting Person

 

KKR Europe Limited

  (2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  x

 

  (3)  

SEC Use Only

 

  (4)  

Citizenship or Place of Organization

 

Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

    (5)    

Sole Voting Power

 

-0-

   (6)   

Shared Voting Power

 

-0-

   (7)   

Sole Dispositive Power

 

-0-

   (8)   

Shared Dispositive Power

 

-0-

  (9)

  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

-0-

(10)

  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

¨

 

(11)

  

Percent of Class Represented by Amount in Row (9)

 

0.0%

(12)

  

Type of Reporting Person (See Instructions)

 

OO

 

7

 

CUSIP No. 774415103

 

  (1)   

Name of Reporting Person

 

KKR Fund Holdings L.P.

  (2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  x

 

  (3)  

SEC Use Only

 

  (4)  

Citizenship or Place of Organization

 

Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

    (5)    

Sole Voting Power

 

-0-

   (6)   

Shared Voting Power

 

-0-

   (7)   

Sole Dispositive Power

 

-0-

   (8)   

Shared Dispositive Power

 

-0-

  (9)

  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

-0-

(10)

  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

¨

 

(11)

  

Percent of Class Represented by Amount in Row (9)

 

0.0%

(12)

  

Type of Reporting Person (See Instructions)

 

PN

 

8

 

CUSIP No. 774415103

 

  (1)   

Name of Reporting Person

 

KKR Fund Holdings GP Limited

  (2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  x

 

  (3)  

SEC Use Only

 

  (4)  

Citizenship or Place of Organization

 

Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

    (5)    

Sole Voting Power

 

-0-

   (6)   

Shared Voting Power

 

-0-

   (7)   

Sole Dispositive Power

 

-0-

   (8)   

Shared Dispositive Power

 

-0-

  (9)

  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

-0-

(10)

  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

¨

 

(11)

  

Percent of Class Represented by Amount in Row (9)

 

0.0%

(12)

  

Type of Reporting Person (See Instructions)

 

OO

 

9

 

CUSIP No. 774415103

 

  (1)   

Name of Reporting Person

 

KKR Group Holdings L.P.

  (2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  x

 

  (3)  

SEC Use Only

 

  (4)  

Citizenship or Place of Organization

 

Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

    (5)    

Sole Voting Power

 

-0-

   (6)   

Shared Voting Power

 

-0-

   (7)   

Sole Dispositive Power

 

-0-

   (8)   

Shared Dispositive Power

 

-0-

  (9)

  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

-0-

(10)

  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

¨

 

(11)

  

Percent of Class Represented by Amount in Row (9)

 

0.0%

(12)

  

Type of Reporting Person (See Instructions)

 

PN

 

10

 

CUSIP No. 774415103

 

  (1)   

Name of Reporting Person

 

KKR Group Limited

  (2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  x

 

  (3)  

SEC Use Only

 

  (4)  

Citizenship or Place of Organization

 

Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

    (5)    

Sole Voting Power

 

-0-

   (6)   

Shared Voting Power

 

-0-

   (7)   

Sole Dispositive Power

 

-0-

   (8)   

Shared Dispositive Power

 

-0-

  (9)

  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

-0-

(10)

  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

¨

 

(11)

  

Percent of Class Represented by Amount in Row (9)

 

0.0%

(12)

  

Type of Reporting Person (See Instructions)

 

OO

 

11

 

CUSIP No. 774415103

 

  (1)   

Name of Reporting Person

 

KKR & Co. L.P.

  (2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  x

 

  (3)  

SEC Use Only

 

  (4)  

Citizenship or Place of Organization

 

Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

    (5)    

Sole Voting Power

 

-0-

   (6)   

Shared Voting Power

 

-0-

   (7)   

Sole Dispositive Power

 

-0-

   (8)   

Shared Dispositive Power

 

-0-

  (9)

  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

-0-

(10)

  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

¨

 

(11)

  

Percent of Class Represented by Amount in Row (9)

 

0.0%

(12)

  

Type of Reporting Person (See Instructions)

 

PN

 

12

 

CUSIP No. 774415103

 

  (1)   

Name of Reporting Person

 

KKR Management LLC

  (2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  x

 

  (3)  

SEC Use Only

 

  (4)  

Citizenship or Place of Organization

 

Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

    (5)    

Sole Voting Power

 

-0-

   (6)   

Shared Voting Power

 

-0-

   (7)   

Sole Dispositive Power

 

-0-

   (8)   

Shared Dispositive Power

 

-0-

  (9)

  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

-0-

(10)

  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

¨

 

(11)

  

Percent of Class Represented by Amount in Row (9)

 

0.0%

(12)

  

Type of Reporting Person (See Instructions)

 

OO

 

13

 

CUSIP No. 774415103

 

  (1)   

Name of Reporting Person

 

KKR Associates 1996 L.P.

  (2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  x

 

  (3)  

SEC Use Only

 

  (4)  

Citizenship or Place of Organization

 

Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

    (5)    

Sole Voting Power

-0-

 

   (6)   

Shared Voting Power

 

-0-

   (7)   

Sole Dispositive Power

 

-0-

   (8)   

Shared Dispositive Power

 

-0-

  (9)

  

Aggregate Amount Beneficially Owned by Each Reporting Person

-0-

 

(10)

  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

¨

 

(11)

  

Percent of Class Represented by Amount in Row (9)

 

0.0%

(12)

  

Type of Reporting Person (See Instructions)

 

PN

 

14

 

CUSIP No. 774415103

 

  (1)   

Name of Reporting Person

 

KKR 1996 GP LLC

  (2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  x

 

  (3)  

SEC Use Only

 

  (4)  

Citizenship or Place of Organization

 

Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

    (5)    

Sole Voting Power

-0-

 

   (6)   

Shared Voting Power

 

-0-

   (7)   

Sole Dispositive Power

-0-

 

   (8)   

Shared Dispositive Power

 

-0-

  (9)

  

Aggregate Amount Beneficially Owned by Each Reporting Person

-0-

 

(10)

  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

¨

 

(11)

  

Percent of Class Represented by Amount in Row (9)

 

0.0%

(12)

  

Type of Reporting Person (See Instructions)

 

OO

 

15

 

CUSIP No. 774415103

 

  (1)   

Name of Reporting Person

 

KKR Partners III, L.P. (Series F)

  (2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  x

 

  (3)  

SEC Use Only

 

  (4)  

Citizenship or Place of Organization

 

Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

    (5)    

Sole Voting Power

 

-0-

   (6)   

Shared Voting Power

 

-0-

   (7)   

Sole Dispositive Power

 

-0-

   (8)   

Shared Dispositive Power

 

-0-

  (9)

  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

-0-

(10)

  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

¨

 

(11)

  

Percent of Class Represented by Amount in Row (9)

 

0.0%

(12)

  

Type of Reporting Person (See Instructions)

 

PN

 

16

 

CUSIP No. 774415103

 

  (1)   

Name of Reporting Person

 

KKR III GP LLC

  (2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  x

 

  (3)  

SEC Use Only

 

  (4)  

Citizenship or Place of Organization

 

Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

    (5)    

Sole Voting Power

 

-0-

   (6)   

Shared Voting Power

 

-0-

   (7)   

Sole Dispositive Power

 

-0-

   (8)   

Shared Dispositive Power

 

-0-

  (9)

  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

-0-

(10)

  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

¨

 

(11)

  

Percent of Class Represented by Amount in Row (9)

 

0.0%

(12)

  

Type of Reporting Person (See Instructions)

 

OO

 

17

 

CUSIP No. 774415103

 

  (1)   

Name of Reporting Person

 

Aurora Investments II, LLC

  (2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  x

 

  (3)  

SEC Use Only

 

  (4)  

Citizenship or Place of Organization

 

Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

    (5)    

Sole Voting Power

 

89,771

   (6)   

Shared Voting Power

 

-0-

   (7)   

Sole Dispositive Power

 

89,771

   (8)   

Shared Dispositive Power

 

-0-

  (9)

  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

89,771

(10)

  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

¨

 

(11)

  

Percent of Class Represented by Amount in Row (9)

 

0.1%*

(12)

  

Type of Reporting Person (See Instructions)

 

OO

 

* The calculation of the foregoing percentage is based on 78,320,527 shares of common stock outstanding as of November 16, 2012, as disclosed in the Prospectus Supplement filed by Rockwood Holdings, Inc. with the Securities and Exchange Commission on November 16, 2012.

 

18

 

CUSIP No. 774415103

 

  (1)   

Name of Reporting Person

 

Henry R. Kravis

  (2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  x

 

  (3)  

SEC Use Only

 

  (4)  

Citizenship or Place of Organization

 

United States

Number of

shares

beneficially

owned by

each

reporting

person

with

    (5)    

Sole Voting Power

 

-0-

   (6)   

Shared Voting Power

 

126,467

   (7)   

Sole Dispositive Power

 

-0-

   (8)   

Shared Dispositive Power

 

126,467

  (9)

  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

126,467

(10)

  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

¨

 

(11)

  

Percent of Class Represented by Amount in Row (9)

 

0.2%*

(12)

  

Type of Reporting Person (See Instructions)

 

IN

 

* The calculation of the foregoing percentage is based on 78,320,527 shares of common stock outstanding as of November 16, 2012, as disclosed in the Prospectus Supplement filed by Rockwood Holdings, Inc. with the Securities and Exchange Commission on November 16, 2012.

 

19

 

CUSIP No. 774415103

 

  (1)   

Name of Reporting Person

 

George R. Roberts

  (2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  x

 

  (3)  

SEC Use Only

 

  (4)  

Citizenship or Place of Organization

 

United States

Number of

shares

beneficially

owned by

each

reporting

person

with

    (5)    

Sole Voting Power

 

-0-

   (6)   

Shared Voting Power

 

89,771

   (7)   

Sole Dispositive Power

 

-0-

   (8)   

Shared Dispositive Power

 

89,771

  (9)

  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

89,771

(10)

  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

¨

 

(11)

  

Percent of Class Represented by Amount in Row (9)

 

0.1%*

(12)

  

Type of Reporting Person (See Instructions)

 

IN

 

* The calculation of the foregoing percentage is based on 78,320,527 shares of common stock outstanding as of November 16, 2012, as disclosed in the Prospectus Supplement filed by Rockwood Holdings, Inc. with the Securities and Exchange Commission on November 16, 2012.

 

20

Item 1.
(a) Name of Issuer.

Rockwood Holdings, Inc.

 

(b) Address of Issuer’s Principal Executive Offices.

100 Overlook Center

Princeton, NJ 08540

 

Item 2.
(a) Name of Persons Filing.

KKR Millennium Fund L.P.

KKR Associates Millennium L.P.

KKR Millennium GP LLC

KKR European Fund, Limited Partnership

KKR Associates Europe, Limited Partnership

KKR Europe Limited

KKR Fund Holdings L.P.

KKR Fund Holdings GP Limited

KKR Group Holdings L.P.

KKR Group Limited

KKR & Co. L.P.

KKR Management LLC

KKR Associates 1996 L.P.

KKR 1996 GP LLC

KKR Partners III, L.P. (Series F)

KKR III GP LLC

Aurora Investments II, LLC

Henry R. Kravis

George R. Roberts

 

(b) Address of Principal Business Office, or, if None, Residence.

The principal business office for all persons filing (other than George R. Roberts) is:

c/o Kohlberg Kravis Roberts & Co. L.P.

9 West 57th Street, Suite 4200

New York, NY 10019

 

21

The principal business office for George R. Roberts is:

c/o Kohlberg Kravis Roberts & Co. L.P.

2800 Sand Hill Road, Suite 200

Menlo Park, CA 94025

 

(c) Citizenship.

See Item 4 of each cover page.

 

(d) Title of Class of Securities.

Common stock, $0.01 par value per share (“Common Stock”).

 

(e) CUSIP Number.

774415103

 

Item 3.

Not applicable.

 

Item 4. Ownership.

 

(a) Amount beneficially owned:

See Item 9 of each cover page

 

22

  (b) Percent of class: See Item 11 of each cover page.

The percentages of beneficial ownership are based on 78,320,527 shares of Common Stock outstanding as of November 16, 2012, as disclosed in the Prospectus Supplement filed by Rockwood Holdings, Inc. with the Securities and Exchange Commission on November 16, 2012.

 

  (c) Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote

See Item 5 of each cover page.

(ii) Shared power to vote or to direct the vote

See Item 6 of each cover page.

(iii) Sole power to dispose or to direct the disposition of

See Item 7 of each cover page.

(iv) Shared power to dispose or to direct the disposition of

See Item 8 of each cover page.

 

Item 5. Ownership of Five Percent or less of a class:

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

23

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable.

 

Item 8. Identification and Classification of Members of the Group.

Not applicable.

 

Item 9. Notice of Dissolution of Group.

Not applicable.

 

Item 10. Certifications.

Not applicable.

 

24

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

February 14, 2013

 

  KKR MILLENNIUM FUND L.P.
By:   KKR Associates Millennium L.P., its general partner
By:   KKR Millennium GP LLC, its general partner
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for Henry R. Kravis, Manager
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for George R. Roberts, Manager
  KKR ASSOCIATES MILLENNIUM L.P.
By:   KKR Millennium GP LLC, its general partner
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for Henry R. Kravis, Manager
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for George R. Roberts, Manager

  KKR MILLENNIUM GP LLC
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for Henry R. Kravis, Manager
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for George R. Roberts, Manager
  KKR EUROPEAN FUND, LIMITED PARTNERSHIP
By:   KKR Associates Europe, Limited Partnership, its general partner
By:   KKR Europe Limited, its general partner
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for William J. Janetschek, Director
  KKR ASSOCIATES EUROPE, LIMITED PARTNERSHIP
By:   KKR Europe Limited, its general partner
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for William J. Janetschek, Director
  KKR EUROPE LIMITED
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for William J. Janetschek, Director

  KKR FUND HOLDINGS L.P.
By:   KKR Fund Holdings GP Limited, its general partner
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for William J. Janetschek, Director
  KKR FUND HOLDINGS GP LIMITED
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for William J. Janetschek, Director
  KKR GROUP HOLDINGS L.P.
By:   KKR Group Limited, its general partner
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for William J. Janetschek, Director
  KKR GROUP LIMITED
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for William J. Janetschek, Director
  KKR & CO. L.P.
By:   KKR Management LLC, general partner
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
 

Title: Attorney-in-fact for William J. Janetschek,

Chief Financial Officer

  KKR MANAGEMENT LLC
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for William J. Janetschek, Chief Financial Officer
  KKR ASSOCIATES 1996 L.P.
By:   KKR 1996 GP LLC, its general partner
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for William J. Janetschek, Member
  KKR 1996 GP LLC
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for William J. Janetschek, Member

 

  KKR PARTNERS III, L.P. (Series F)
By:   KKR III GP LLC, its general partner
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for William J. Janetschek, Member

  KKR III GP LLC
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for William J. Janetschek, Member
  AURORA INVESTMENTS II, LLC
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for Henry R. Kravis, Managing Member
  HENRY R. KRAVIS
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact
  GEORGE R. ROBERTS
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact

EXHIBIT INDEX

 

Exhibit
Number

   

Title

1    Joint Filing Agreement, dated February 14, 2013
 EX-1 2 d469331dex1.htm JOINT FILING AGREEMENT Joint Filing Agreement

Exhibit 1

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the common stock of Rockwood Holdings, Inc. and further agree that this Joint Filing Agreement shall be included as an Exhibit to such joint filing. In evidence thereof, the undersigned, being duly authorized, hereby execute this Joint Filing Agreement as of February 14, 2013.

 

  KKR MILLENNIUM FUND L.P.
By:   KKR Associates Millennium L.P., its general partner
By:   KKR Millennium GP LLC, its general partner
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for Henry R. Kravis, Manager
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for George R. Roberts, Manager
  KKR ASSOCIATES MILLENNIUM L.P.
By:   KKR Millennium GP LLC, its general partner
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for Henry R. Kravis, Manager
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for George R. Roberts, Manager
  KKR MILLENNIUM GP LLC
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for Henry R. Kravis, Manager
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for George R. Roberts, Manager
  KKR EUROPEAN FUND, LIMITED PARTNERSHIP
By:   KKR Associates Europe, Limited Partnership, its general partner
By:   KKR Europe Limited, its general partner
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for William J. Janetschek, Director

 

  KKR ASSOCIATES EUROPE, LIMITED PARTNERSHIP
By:   KKR Europe Limited, its general partner
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for William J. Janetschek, Director
  KKR EUROPE LIMITED
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for William J. Janetschek, Director
  KKR FUND HOLDINGS L.P.
By:   KKR Fund Holdings GP Limited, its general partner
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for William J. Janetschek, Director
  KKR FUND HOLDINGS GP LIMITED
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for William J. Janetschek, Director
  KKR GROUP HOLDINGS L.P.
By:   KKR Group Limited, its general partner
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for William J. Janetschek, Director
  KKR GROUP LIMITED
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for William J. Janetschek, Director
  KKR & CO. L.P.
By:   KKR Management LLC, general partner
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
 

Title: Attorney-in-fact for William J. Janetschek,

Chief Financial Officer

  KKR MANAGEMENT LLC
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for William J. Janetschek, Chief Financial Officer

 

  KKR ASSOCIATES 1996 L.P.
By:   KKR 1996 GP LLC, its general partner
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for William J. Janetschek, Member
  KKR 1996 GP LLC
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for William J. Janetschek, Member
  KKR PARTNERS III, L.P. (Series F)
By:   KKR III GP LLC, its general partner
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for William J. Janetschek, Member
  KKR III GP LLC
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for William J. Janetschek, Member
  AURORA INVESTMENTS II, LLC
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact for Henry R. Kravis, Managing Member
  HENRY R. KRAVIS
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact
  GEORGE R. ROBERTS
By:   /s/ Richard J. Kreider
  Name: Richard J. Kreider
  Title: Attorney-in-fact